Certification Guide

AS9100 vs ISO 9001: Complete Comparison

Understand the key differences between AS9100D and ISO 9001:2015 for machine shops. Learn which certification you need and the path to achieve it.

~100

Additional Requirements in AS9100

4-8 Months

Upgrade from ISO 9001

$15-50K

AS9100 Certification Cost

Required

For Boeing, Lockheed, etc.

ISO 9001:2015

The international standard for quality management systems. Applicable to any organization, in any industry. Focuses on customer satisfaction, process management, and continuous improvement.

  • General manufacturing baseline
  • Lower implementation cost
  • Faster certification timeline

AS9100D

The aerospace quality management standard. Includes all ISO 9001 requirements plus approximately 100 additional aerospace-specific requirements for safety, reliability, and configuration control.

  • Required for aerospace OEM supply chains
  • Enhanced product safety controls
  • Listed in OASIS database

Detailed Comparison

Feature
ISO 9001
AS9100
Base StandardStandalone QMS standardBuilds on ISO 9001 with aerospace additions
Industry FocusGeneral manufacturing, any industryAerospace, defense, and space only
Risk ManagementBasic risk-based thinkingFormal operational risk management required
Configuration ManagementNot requiredMandatory for product and documentation
Product SafetyNot specifically addressedExplicit product safety requirements
Human FactorsGeneral competence requirementsSpecific human factors awareness requirements
Counterfeit Parts PreventionNot addressedMandatory prevention program
Special ProcessesGeneral validation requirementsStrict control and validation of special processes
First Article InspectionNot specifically requiredAS9102 FAI typically required
Supplier Flow-DownBasic supplier controlComprehensive flow-down of requirements
On-Time Delivery TrackingNot specifically requiredMandatory OTD monitoring
Customer PropertyBasic protection requirementsEnhanced including tooling and test equipment
Certification Cost$5,000 - $15,000$15,000 - $50,000
Audit FrequencyAnnual surveillance, 3-year recertificationSame, but more rigorous audits
Market AccessGeneral manufacturingRequired for aerospace OEM supply chains

Key AS9100 Additions

These are the major additions that AS9100D makes beyond ISO 9001 requirements. Each represents additional procedures, training, and documentation.

Configuration Management (8.1.2)

Maintain documented configuration of products and control changes throughout the lifecycle. Track all design changes, deviations, and waivers.

Product Safety (8.1.3)

Assess and manage product safety throughout design and production. Identify safety-critical items and maintain awareness.

Counterfeit Parts Prevention (8.1.4)

Establish documented process to prevent counterfeit or suspect parts. Control purchasing sources and maintain traceability.

Operation Planning - Risk (8.1.1)

Plan and control processes considering operational risks. This goes beyond general risk-based thinking to specific operational analysis.

Control of Special Processes (8.5.1.2)

Special processes (heat treat, welding, NDT, plating) require additional validation, operator certification, and process controls.

Production Process Verification (8.5.1.3)

Verify production processes capable of achieving requirements. Document and maintain process capability evidence.

Human Factors (7.1.4)

Consider human factors in process design. Train personnel on human factors awareness to minimize errors.

First Article Inspection (8.6)

Typically requires AS9102 compliant first article inspection for new parts, after design changes, or process changes.

Work Transfer (8.5.1.1)

Control the transfer of work between facilities or suppliers. Ensure quality is maintained during transitions.

On-Time Delivery (9.1.2)

Monitor and report on-time delivery performance. Take action when performance falls below targets.

Path to AS9100 Certification

1

Achieve ISO 9001 First

Most shops start with ISO 9001 to establish a quality foundation. This typically takes 6-12 months for a new QMS.

2

Gap Analysis

Conduct AS9100 gap analysis to identify additional requirements. Focus on configuration management, product safety, and counterfeit prevention.

3

Implement AS9100 Additions

Update procedures, train personnel, and implement the ~100 additional AS9100 requirements. Typically 4-8 months.

4

Internal Audit

Conduct internal audit to AS9100 requirements. Address findings and verify corrective actions are effective.

5

Management Review

Hold management review covering all AS9100 requirements including OTD metrics and risk management effectiveness.

6

Stage 1 Audit

Registrar reviews documentation readiness. Identifies any major gaps before proceeding to Stage 2.

7

Stage 2 Audit

Full on-site certification audit. Auditors verify implementation of all AS9100 requirements.

8

Certification & OASIS

Upon passing, receive AS9100D certificate. Registration is published in the IAQG OASIS database for customer verification.

Which Certification Do You Need?

ISO 9001 is Sufficient If:

  • • You serve general manufacturing markets only
  • • No aerospace or defense customers are targeted
  • • Budget constraints are significant
  • • You're establishing your first QMS
  • • You want a foundation before AS9100

You Need AS9100 If:

  • • You want to supply aerospace OEMs directly
  • • Your customers require it in contracts
  • • You manufacture flight-critical parts
  • • You need OASIS database listing
  • • Defense/space work is a target market

Important Considerations

  • • AS9100 certification alone doesn't guarantee aerospace work - you'll also need customer-specific approvals
  • • Many processes (heat treat, NDT, coatings) require separate Nadcap accreditation
  • • ITAR registration is separate from AS9100 and required for most defense work

Frequently Asked Questions

Is AS9100 required to work with aerospace companies?

Most major aerospace OEMs (Boeing, Airbus, Lockheed Martin, etc.) require AS9100 certification for direct suppliers. Some Tier 2 and Tier 3 work may be possible with ISO 9001, but you'll be excluded from many opportunities without AS9100.

Can I get AS9100 without ISO 9001?

Yes, but it's not recommended. AS9100 includes all ISO 9001 requirements plus aerospace-specific additions. You can achieve AS9100 directly, but having ISO 9001 first provides a foundation and spreads the implementation effort.

How much does AS9100 certification cost?

Total costs range from $15,000-$50,000+ including consulting, training, documentation, and registrar fees. Small shops (under 50 employees) typically pay $15,000-$25,000. Annual surveillance audits add $5,000-$10,000/year.

How long does AS9100 certification take?

From scratch: 12-18 months. If already ISO 9001 certified: 4-8 months for the upgrade. This includes gap analysis, implementation, internal audit, and the two-stage certification audit.

What is OASIS and why does it matter?

OASIS (Online Aerospace Supplier Information System) is the IAQG database where aerospace certifications are published. Customers can verify your certification status. Being listed in OASIS is essential for aerospace supply chain qualification.

Do I need Nadcap if I have AS9100?

They serve different purposes. AS9100 is a QMS certification. Nadcap accredits specific special processes (heat treat, NDT, welding, etc.). Many aerospace customers require both AS9100 and Nadcap for applicable processes.

What's the difference between AS9100D and earlier versions?

AS9100D (current version) aligns with ISO 9001:2015 and adds requirements for counterfeit parts prevention, human factors, product safety, and enhanced risk management. Transition from AS9100C was required by 2018.

Is AS9100 recognized internationally?

Yes. AS9100 (Americas), EN9100 (Europe), and JISQ9100 (Asia-Pacific) are technically identical standards. Certification to any one is recognized globally through the IAQG.

Find Certified Machine Shops

Browse our directory of AS9100 and ISO 9001 certified machine shops, verified through government databases.